Compliance (ENG)
Updated: 4 APRIL 2024
Eksempel ved analytikerkommentarer, med dato og forfatter:
“HC Andersen Capital modtager betaling fra SELSKAB for en Digital IR/Corporate Visibility abonnementsaftale. /ANALYTIKER (TID) (DATO-MÅNED-ÅR)”
Eksempel ved events, med dato og forfatter:
“HC Andersen Capital modtager betaling fra SELSKAB for en Digital IR/Corporate Visibility abonnementsaftale./ANALYTIKER (TID) (DATO-MÅNED-ÅR)”
Af Disclaimer fremgår det tydeligt, at der er betaling mellem SELSKAB og HC Andersen Capital. Derved fremgår det tydeligt at HCA er en afhængig part, hvem den givne skribent er, samt et tidspunkt for offentliggørelse.”
Eksempel ved analyser, med dato og forfatter:
Enhver ansat i HC Andersen Capital er underlagt regler om personlig handel med værdipapirer:
Enhver ansat i HC Andersen Capital forpligter sig til at leve op til ånd og bogstav i Dansk lovgivning.
Ved spørgsmål til Compliance. Henvendelse til Direktør, Tue Østergaard.
Updated: 4 APRIL 2024
HC Andersen Capital receives payment from companies for a Digital IR/Corporate Visibility agreement.
HC Andersen Capital includes the following disclaimers on all events (investor presentations), investment cases, and posts on social media regarding clients:
Example for research, with date and author:
“HC Andersen Capital receives payment from COMPANY for a Digital IR/Corporate Visibility subscription agreement. /ANALYST (TIME) on (DATE-MONTH-YEAR).”
Example for events, with date and author:
“HC Andersen Capital receives payment from COMPANY for a Digital IR/Corporate Visibility subscription agreement./ANALYST (TIME) on (DATE-MONTH-YEAR).”
The disclaimer makes it clear that there is payment between COMPANY and HC Andersen Capital. It is thus clear that HCA is a dependent party, who the given writer is, and a time of publication.”
Example for analysis reports, with date and author:
All analysis reports are marked “COMPANY-SPONSORED MATERIAL”.
Disclaimer: HC Andersen Capital receives payment from COMPANY for a Digital IR/Corporate Visibility subscription agreement. The authors do not own shares in COMPANY. This is not a piece of advice to buy, not to buy, sell, or not to sell shares. HC Andersen Capital assumes no responsibility for correctness of the contents of the material. Published (TIME) on (DATE-MONTH-YEAR) by ANALYST, HC Andersen Capital.
Every employee at HC Andersen Capital is subject to rules on personal securities trading.
Personal securities trading is by default allowed under the following prerequisites:
Every employee at HC Andersen Capital commits to adhere to the spirit and letter of Danish legislation.
For inquiries regarding compliance, please contact Director Tue Østergaard.
HC ANDERSEN CAPITAL
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1260 København K
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Phone: 28 74 66 40
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HC Andersen Capital was established in 2020 and is at the forefront of digital Investor Relations, amplifying market presence.
Our tailored services encompass IR and ESG advisory, Legal Support, cutting-edge digital solutions such as IR websites and IR distribution software, Commissioned Research, Corporate Finance advisory and more. We are proudly Certified Advisor on Nasdaq First North Copenhagen.